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Sweep investment
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#	Item
81	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]June 9, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-10 09:03:09 Finance Order Intermarket sweep order NASDAQ Immediate or cancel Philadelphia Stock Exchange Stop price All or none Stock market Investment Financial economics
82	24 of 50 EXHIBIT 5 Additions underlined Deletions [bracketed] *** Rule 7.6. Trading Differentials Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-11 08:05:58** Investment Finance Order Regulation NMS New York Stock Exchange Intermarket sweep order National best bid and offer Short Financial markets Stock market Financial economics
83	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]January 23, 2014 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-24 09:23:03 Investment Finance United States Securities and Exchange Commission Order Securities Exchange Act Intermarket sweep order Short Chicago Stock Exchange Stock market Financial economics Financial markets
84	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 10, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-11 08:05:57 Order Finance Intermarket sweep order New York Stock Exchange Securities Exchange Act NYSE Arca Stock market Financial economics Investment
85	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 7, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 to Ma Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-08 08:16:50 Economy of the United States United States Securities and Exchange Commission Financial markets Order Regulation NMS New York Stock Exchange Intermarket sweep order Direct Edge Alo Stock market Financial economics Investment
86	Microsoft Word - Exhibit 5 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-29 09:50:52 Investment Finance Order Market maker Intermarket sweep order Chicago Stock Exchange Stock market Financial markets Financial economics
87	[removed]Federal Register / Vol. 73, No[removed]Thursday, July 17, [removed]Rules and Regulations rwilkins on PROD1PC63 with RULES_2 Add to Reading List Source URL: www.fdic.gov Language: English - Date: 2010-06-10 20:25:24 Banking Investment Federal Deposit Insurance Corporation Financial institutions Deposit account Sweep account Deposit insurance Time deposit Call report Bank regulation in the United States Finance Financial services
88	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]July 7, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 - Equities to Mak Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-08 08:16:29 Economy of the United States United States Securities and Exchange Commission Financial markets Order Regulation NMS New York Stock Exchange Direct Edge Intermarket sweep order Alo Stock market Financial economics Investment
89	FINRA Cyber Sweep Client Alert[removed]DOCX Add to Reading List Source URL: www.levettrockwood.com Language: English - Date: 2014-02-25 11:58:02 National security International Multilateral Partnership Against Cyber Threats International Telecommunication Union Business Financial Industry Regulatory Authority Registered Investment Advisor Computer security Cyberwarfare Financial adviser Computer crimes Security Finance
90	April 2, 2014 Ms. Pamela Moran U.S. Department of Education Office of Postsecondary Education 1990 K Street, N.W. Washington, DC 20006 Add to Reading List Source URL: www.cbanet.org Language: English - Date: 2014-04-11 11:52:01 Federal Reserve System Financial services Finance Deposit account Nessa Feddis Investment Transactional account Sweep account Banking Financial institutions Bank

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